Financial Industry Regulatory Authority (FINRA)

FINRA (Financial Industry Regulatory Authority) is the leading independent regulator for all securities firms doing business in the United States. All told, FINRA oversees more than 4,900 brokerage firms, 170,000 branch offices and 660,000 registered securities representatives. FINRA has approximately 2,800 employees and operates from Washington, DC, and New York, NY, with 15 District Offices around the country.

Created through the consolidation of NASD and the member regulation, enforcement and arbitration functions of the NYSE (New York Stock Exchange), FINRA is dedicated to investor protection and market transparency through effective and efficient regulation and complementary compliance and technology-based services.

If you would like to contribute to our important mission and work collegially in a professional organization that values intelligence, integrity and initiative, consider a career with FINRA.

Jobs (7 jobs found)

Compliance Examiner

Financial Industry Regulatory Authority (FINRA) - New York, NY
NASD is the leading private-sector provider of financial regulatory services, dedicated to bringing integrity to the markets and confidence to investors through effective and efficient regulation and complementary compliance and technology-based services ...
Posted 24 days ago. | * Save

CSE Examiner, New York, New York

Financial Industry Regulatory Authority (FINRA) - New York, NY
FINRA is seeking a well qualified individual for our CSE Examiner, Senior Examiner, Associate Principal Examineror Principal Examiner opening in New York, New York. To be considered for this position, please submit your resume through our careers site ...
Posted 27 days ago. | * Save

Senior Analyst, User Testing

Financial Industry Regulatory Authority (FINRA) - Rockville, MD
FINRA is seeking well qualified individuals for our Senior Analyst, User Testing opening in Rockville, MD To be considered for this position, please submit your resume through our careers site. No phone calls please ...
Posted 9 days ago. | * Save

Regulatory Analyst

Financial Industry Regulatory Authority (FINRA) - Rockville, MD
NASD is the leading private-sector provider of financial regulatory services, dedicated to bringing integrity to the markets and confidence to investors through effective and efficient regulation and complementary compliance and technology-based services ...
Posted 24 days ago. | * Save

Staff RN - EMERGENCY ROOM - C C U / I C U - PEDS - MED/SURG - OR - NURSE - NEW YORK CITY, NY

Financial Industry Regulatory Authority (FINRA) - New York, NY
Staff RN Provides professional nursing care for assigned patients. Requires an associate's degree and is certified as a registered nurse with at least 2 years of clinical experience. Familiar with standard concepts, practices, and procedures within a particular field ...
Posted 46 days ago. | * Save

Staff RN - EMERGENCY ROOM - C C U / I C U - PEDS - MED/SURG - OR - NURSE - NEW YORK CITY, NY

Financial Industry Regulatory Authority (FINRA) - New York, NY
Staff RN Provides professional nursing care for assigned patients. Requires an associate's degree and is certified as a registered nurse with at least 2 years of clinical experience. Familiar with standard concepts, practices, and procedures within a particular field ...
Posted 46 days ago. | * Save

Nurse/Registered Nurse/RN/OB Nurse/OB RN/L&D Nurse/L&D RN/Labor & Delivery RN/Labor &

Financial Industry Regulatory Authority (FINRA) - Porterville, CA
Under the general direction of the Unit Director and Charge Nurse, independently provides holistic, individualized care using the nursing process for patients routinely seen on the unit. Demonstrates an advanced level of clinical competency, nursing judgment, teaching skills, and a commitment to improving the quality of patient care ...
Posted 48 days ago. | * Save